recent transactions

Hughes Drilling Limited (ASX: HDX)

February 2018

Industry Formerly drilling services. ASX shell acquired by Trident Capital via DOCA
Transaction $0.8m sophisticated investor seed placement as part of pre RTO reconstruction and recapitalisation
Role Lead manager and corporate adviser to the placement and subsequent RTO
  windimurra



Kinetiko Energy Limited (ASX: KKO)

February 2018

Industry Coal seam gas exploration in South Africa
Transaction $0.4m convertible loan facility
Role Corporate Adviser
  kinetico

www.kinetiko.com.au



Coziron Limited (ASX: CZR)

January 2018

Industry Mineral exploration and development
Transaction $1m convertible loan facility
Role Corporate Adviser
  coziron

www.coziron.com.au



Symbol Mining Limited (ASX: SL1) (Formerly Swala Energy Ltd ASX: SWE)

December 2017

Industry Zinc/lead exploration in Nigeria
Transaction RTO and $5m prospectus raising
Role Corporate Adviser to the RTO and prospectus
  windimurra

www.symbolmining.com.au



Connected IO Limited (ASX: CIO)

October 2017

Industry Internet of Things technology & hardware
Transaction $3m sophisticated investor placement
Role Corporate Adviser and lead manager to the placement
  windimurra

www.connectedio.com



Coziron Limited (ASX: CZR)

August 2017

Industry Mineral exploration and development
Transaction $0.5m convertible loan facility
Role Corporate Adviser
  coziron

www.coziron.com.au



Titanium Sands Limited (ASX: TSL)

July 2017

Industry Heavy mineral sands exploration in Sri Lanka
Transaction $0.3m sophisticated investor placement
Role Lead manager and corporate adviser to the placement
  titanium

www.titaniumsands.com.au



Swala Energy Ltd (ASX: SWE) (Now Symbol Mining Limited ASX: SL1)

July 2017

Industry Coal seam gas exploration in South Africa
Transaction $0.3m sophisticated investor placement
Role Lead manager and corporate adviser to the placement
  windimurra

www.symbolmining.com.au



Kinetiko Energy Limited (ASX: KKO)

June 2017

Industry Formerly oil & gas exploration. ASX shell acquired by Trident Capital via DOCA
Transaction $0.75m sophisticated investor seed placement as part of pre RTO reconstruction and recapitalisation
Role Lead manager and corporate adviser to the placement
  kinetico

www.kinetiko.com.au



Connected IO Limited (ASX: CIO)

June 2017

Industry Internet of Things technology & hardware
Transaction $1.5m convertible loan facility
Role Corporate Adviser
  connected

www.connectedio.com



333D Limited (ASX: T3D)

August 2016

Industry 3D printing technology
Transaction Reverse takeover of Oz Brewing Limited and $3.525m prospectus capital raising
Role Corporate Adviser to the RTO
  windimurra

333d.com.au



G8 Communications Ltd (ASX: G8C)
(Formerly Leopard Resources NL (LRR))

March 2016

Industry Internet of Things technology & hardware
Transaction Reverse takeover of Leopard Resources NL Limited and $4.5m prospectus capital raising
Role Corporate Adviser to the RTO and lead manager of $4.5 million raising
  windimurra

www.g8communications.com



Rision Limited (ASX: RNL)
(Formerly Reclaim Industries Ltd (RCM))

February 2016

Industry Human resources software and services
Transaction Reverse takeover of Reclaim Industries Limited and $6m prospectus capital raising

Role Corporate Adviser to the RTO
  windimurra

www.rision.com



Coziron Resources Limited (ASX: CZR)

December 2015

Industry Mineral exploration and development
Transaction Sophisticated investor placement
Role Corporate Adviser - $3.0 million placement
  coziron

www.coziron.com



ResApp Health Limited (ASX: RAP)
(Formerly Narhex Life Sciences (NLS))

July 2015

Industry Respiratory disease digital healthcare
Transaction Reverse takeover of Narhex Life Sciences Limited and $4m prospectus capital raising
Role Corporate Adviser - $4.0 million raising
  windimurra

www.resapphealth.com.au



Flexiroam Limited (ASX: FRX)

June 2015

Industry International roaming services
Transaction Initial Public Offering (IPO)
Role Corporate Adviser - $9.8 million IPO
  windimurra

http://investor.flexiroam.com/



CAQ Holdings Limited (ASX: CAQ)

May 2015

Industry Owner and operator of the Haikou Free Trade Zone Project
Transaction Reverse takeover of Cell Aquaculture Limited and $50m prospectus capital raising
Role Corporate Adviser - $50 million raising
  windimurra

www.cellaquaculture.com.au



Coziron Resources Limited (ASX: CZR)

May 2015

Industry Mineral exploration and development
Transaction 1 for 6 non-renounceable entitlement offer
Role Corporate Adviser - $1.9 million non-renounceable entitlement offer
  windimurra

www.coziron.com



3D Medical Limited (ASX: 3DM)
(Formerly Safety Medical Products (SFP))

January 2015

Industry 3D printing and holographic projection for  the medical industry
Transaction Reverse takeover of Safety Medical Products Limited and $4.1m prospectus capital raising
Role Corporate Adviser - $4.1 million raising
  windimurra

www.3dmedical.com.au



Kinetiko Energy Limited (ASX: KKO)

January 2015
Industry Coal seam gas exploration in South Africa
Transaction
Sophisticated investor placement
Role Corporate Adviser - $0.55 million convertible note capital raising
  kinetico

www.kinetiko.com.au



Reclaim Industries Limited (ASX: RCM)

January 2015
Industry

Rubber recycling and manufacturing.
Executed a Share Sale Agreement to acquire Skills Connect Pty Ltd, which is focused on IT solutions for the human resources industry.

Transaction Sophisticated investor placement
Role Corporate Adviser - $1.2 million placement
  safetymed

www.reclaimindustries.com.au



Narhex Life Sciences Limited (ASX: NLS)

December 2014
Industry Share Sale Agreement executed to acquire ResApp Diagnostics Pty Ltd, a developer of smartphone medical applications for respiratory disease diagnosis and management.
Transaction Sophisticated investor placement
Role Joint Corporate Adviser - $1.7 million placement
  narhex

www.narhexlifesciences.com



iWebgate Technology Limited (ASX: IWG)
(Formerly My ATM Holdings Limited (MYA))

December 2014
Industry Virtual Services Platform (VSP) provider
Transaction Reverse takeover of My ATM Holdings Limited and $5m prospectus capital raising
Role Corporate Adviser - $5.0 million raising
  narhex

www.iwebgate.com



Coziron Resources Limited (ASX: CZR)

November 2014
Industry Mineral exploration and development
Transaction Sophisticated investor placement
Role Corporate Adviser - $0.77 million placement
  coziron

www.coziron.com.au



Oz Brewing Limited (ASX: OZB)

October 2014
Industry

Brewing, distribution, marketing and sales of beer.

Heads of Agreement signed to acquire 3D Group Pty Ltd, which is involved in 3D printing activities.
Transaction Sophisticated investor placement
Role Corporate Adviser - $0.63 million placement
  voyager

www.ozbrewing.com.au



Safety Medical Products Limited (ASX: SFP)

August 2014
Industry

Manufacturing and distribution of safety syringe products.

Executed a Share Sale Agreement to acquire 3D Medical Limited, which is involved in the integration of 3D printing and holographic projection into the medical industry.
Transaction Security Purchase Plan
Role Corporate Adviser - $0.44 million capital raising
  safetymed

www.safemed.com.au



Reclaim Industries Limited (ASX: RCM)

August 2014
Industry

Rubber recycling and manufacturing.

Executed a Share Sale Agreement to acquire Skills Connect Pty Ltd, which is focused on IT solutions for the human resources industry.
Transaction Sophisticated investor placement
Role Corporate Adviser - $0.58 million placement
  safetymed

www.reclaimindustries.com.au

Windimurra Vanadium Limited (ASX: WVL)

July 2014

Industry Mineral exploration and development
Transaction Reconstruction of ASX listed company and recapitalisation
Role Corporate Adviser - $2.5 million raising
  windimurra

www.windimurravanadium.com.au



My ATM Holdings Limited (ASX: MYA)

March 2014

Industry Deployment and maintenance of ATMs
Transaction Sophisticated investor placement
Role Corporate Adviser - $1.25 million placement
  myatm

www.myatmholdings.com.au



Coziron Resources Limited (ASX: CZR)

March 2014

Industry Mineral exploration and development
Transaction Sophisticated investor placement
Role Corporate Adviser - $2.5 million placement
  coziron

www.coziron.com.au



Kinetiko Energy Limited (ASX: KKO)

December 2013

Industry Coal seam gas exploration in South Africa
Transaction Sophisticated investor placement
Role Joint Corporate Adviser - $1.7 million placement
  kinetico

www.kinetiko.com.au



Narhex Life Sciences Limited (NLS)

December 2013

Industry Mineral exploration and development
Transaction Placement
Role Corporate Adviser - $0.54 million placement
  narhex

www.narhex.com.au



My ATM Holdings Limited (ASX: MYA)

December 2013

Industry Deployment and maintenance of ATMs
Transaction Placement
Role Corporate Adviser - $0.75 million placement
  myatm

www.myatmholdings.com.au



Safety Medical Products Limited (SFP)

December 2013

Industry Manufacturing and distribution of safety syringe products
Transaction Placement
Role Corporate Adviser - $0.5 million capital raising
  safetymed

www.safemed.com.au



Windward Resources Limited (ASX: WIN)

November 2013

Industry Gold, base metals and heavy mineral sands exploration
Transaction Fund raising and Fraser Range tenement acquisition
Role Lead Manager - $10.96 million capital raising
  windward

www.windwardresources.com.au



Cell Aquaculture Limited (ASX: CAQ)

September 2013

Industry Marine aquaculture
Transaction Reconstruction of ASX listed company and recapitalisation
Role Corporate Adviser - $2.5 million capital raising
  cellaquaculture

www.cellaquaculture.com.au



 

My ATM Holdings Limited (ASX: MYA)

June 2013

Industry Deployment and maintenance of ATMs
Transaction Reconstruction of ASX listed company and recapitalisation
Role Corporate Adviser - $2.00 million capital raising
 

myatm

 

 

 

www.myatmholdings.com.au



Reclaim Industries Limited (ASX: RCM)

November 2012

Industry Rubber recycling and manufacturing
Transaction Reconstruction of ASX listed company and recapitalisation
Role Corporate Adviser - $2.85 million capital raising
  safetymed

www.reclaimindustries.com.au



Sirius Resources Limited (ASX: SIR)

April 2012

Industry Nickel and gold exploration focused on targets located in the Fraser Range belt of Western Australia
Transaction Corporate advice and strategy regarding Nova nickel discovery and $7.6 million capital raising
Role Corporate Adviser
  safetymed

www.siriusresources.com.au



Inca Minerals Limited (ASX: ICG)

February 2012

Industry Gold and copper exploration in Peru & iron ore and nickel exploration focused on targets in the Pilbara region of Western Australia.
Transaction Corporate advice and strategy regarding development of company assets and takeover by Condor Nickel Limited
Role Corporate Adviser
  safetymed

www.incaminerals.com.au



Oz Brewing Limited (ASX: OZB)

November 2011

Industry Brewing, distribution, marketing and sales of its Mad Monk range of beers.
Transaction Reconstruction of ASX listed company and recapitalisation

Role Corporate Adviser - $2.5 million capital raising
  voyager

www.ozbrewing.com.au



Kinetiko Energy Limited (ASX: KKO)

July 2011

Industry Coal seam gas exploration in South Africa.
Transaction Initial Public Offering and listing on the ASX
Role Corporate Adviser - $14 million capital raising
  voyager

www.kinetiko.com.au



Narhex Life Sciences Limited (ASX: NLS)

March 2011

Industry Development and commercialisation of anti-HIV protease inhibitor DG-17
Transaction Reconstruction of ASX listed company and recapitalisation

Role
Corporate Adviser - $2.9 million capital raising
  narhex

www.narhexlifesciences.com



Coziron Resources Limited (ASX: CZR)

February 2011

Industry Mineral exploration and development.
Transaction Reconstruction of ASX listed company and recapitalisation
Role Facilitator - $3.3 million capital raising
  corizon

www.coziron.com


Safety Medical Products Limited (ASX: SFP)

January 2011

Industry Manufacturing and marketing of medical devices, including the SecureTouch™ safety syringe.
Transaction Reconstruction of ASX listed company and recapitalisation
Role Facilitator - $2.95 million capital raising
  safetymed

www.safemed.com.au



Metaliko Resources Limited (ASX: MKO)

Sept 2010

Industry Gold exploration company focused on advanced gold projects located in the Eastern Goldfields of WA
Transaction IPO raising $6 million
Role Corporate Adviser
  metaliko

www.metaliko.com.au


Cleveland Mining Limited (ASX: CDG)

Sept 2010

Industry Gold exploration company focused on four prospective targets in central Brazil
Transaction Reconstruction of ASX listed aquaculture company and recapitalization

Acquisition of gold exploration company with projects located in Brazil

Role

Corporate Adviser - $6 million capital raising

Facilitator - Acquisition of Gold project
  Cleveland

www.clevelandmining.com.au


Soil Sub Technologies Limited (ASX: SOI)

April 2010

Industry Manufacturing and marketing of organic soil and landscaping products
Transaction Reconstruction of ASX listed company and recapitalization
Role Corporate Adviser - $2.6 million capital raising
  Soilsub

www.soilsub.com



NuCoal Resources NL (ASX: NCR)

February 2010

Industry

Emerging coal producer based in the Hunter Valley, NSW, Australia

Transaction Reconstruction of ASX listed resource exploration shell and recapitalization

Acquisition of $94 million private coal project in the Hunter Valley
Role Facilitator - $14 million capital raising
  nucoal

www.nucoal.com.au



Triangle Energy (Global) Limited (ASX: TEG)

October 2009

Industry Energy company focused primarily on the production of oil and gas in Indonesia
Transactio Reconstruction of ASX listed energy exploration shell and recapitalization

Acquisition of $9 million Indonesian on shore gas production assets

Role
Corporate Adviser - $3.2 million capital raising

Facilitator - Acquisition of oil and gas assets
  triangle

www.triangleenergy.com.au



Clean Global Energy Limited (ASX: CGV)

Sept 2009

Industry Alternative energy company utilising underground coal gasification technologies
Transaction Change of direction for ASX listed resource exploration company

Acquisition of $12.5 million coal gas company based in Queensland, Australia

Role Facilitator - $6 million capital raising
  clean_global

www.cleanglobalenergy.com.au



Voyager Resources (ASX: VOR)

August 2009

Industry Gold exploration company focused on opportunities in Mongolia
Transaction Reconstruction of ASX listed resource exploration and mining shell and recapitalization

Acquisition of unlisted public company with gold projects in Mongolia

Role

Corporate Adviser - $2.35 million capital raising

Facilitator - Mongolian Gold project

  voyager

www.voyagerresources.net